Archives: Regulations Under Review--2017

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NOTICE: The second EGRPRA review process is complete and the 2017 Report to Congress is now available. Also, note that content (including links) is not updated on this archived page.

The chart below identifies the regulations included in the EGRPRA review. Scroll through the chart or, to go directly to the regulations in each category, click on a subject matter category to the right.

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
1. Applications and Reporting
Interagency Regulations
Bank Merger Act	12 CFR 5.33	12 CFR 262.3 (processing and notice) 12 CFR 225 Subpart B	12 CFR Part 303, Subpart D	12 CFR 163.22 (also includes bulk asset transfers and thrift-to-bank conversions)	12 CFR Part 390, Subpart E
Change in Bank Control	12 CFR 5.50	12 CFR Part 225, Subpart E [Reg. Y]	12 CFR Part 303, Subpart E 12 CFR Part 308, Subparts D and E	12 CFR Part 174 (includes control under the Savings and Loan Holding Company Act)	12 CFR Part 391, Subpart E	12 CFR Part 225, Subpart E -------------- 12 CFR Part 238, Subpart D
Notice of Addition or Change of Directors	12 CFR 5.51	12 CFR Part 225, Subpart H [Reg. Y]	12 CFR Part 303, Subpart F	12 CFR Part 163, Subpart H	12 CFR 390.360-.368	12 CFR Part 225, Subpart H -------------- 12 CFR Part 238, Subpart H
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
1. Applications and Reporting
OCC Regulations
National Bank Rules, Policies, and Procedures for Corporate Activities	12 CFR Part 5 (Generally)
Federal Savings Association Application Processing Procedures				12 CFR Part 116 (Additional OCC application and notice requirements are associated with specific regulations included elsewhere on this list. E.g., fiduciary powers applications, 12 CFR Part 150; subordinate organization activities, 12 CFR Part 159)
Federal Savings Association Capital Distribution				12 CFR Part 163, Subpart E
Federal Mutual Savings Associations – Incorporation, Organization and Conversion; or Merger, Dissolution, Reorganization and Conversion				12 CFR Parts 143, 146
Federal Stock Savings Associations– Incorporation, Organization and Conversion				12 CFR Part 152
Federal Savings Association Mutual to Stock Conversions				12 CFR Part 192	12 CFR Part 192 (Conversions from Mutual to Stock Form)
Federal Savings Association Offices				12 CFR 145.92-.96
Federal Savings Association Regulatory Reporting Standards; Other Reporting Requirements; and Recordkeeping				12 CFR Part 162; 12 CFR 163.170; 12 CFR 163.180
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
1. Applications and Reporting
Board Regulations
Concentration Limits	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX] ---------------------- 12 CFR Part 251 [Reg. XX]
Holding Companies – Formations, Acquisitions and Nonbanking Activities						12 CFR Part 225 [Reg. Y], Subparts A, B, C, D, I, Appx. C 12 CFR 262.3 -------------- 12 CFR Part 238 [Reg. LL] Subparts A, B, C, E, F 12 CFR Part 239 [Reg. MM] 12 CFR 262.3
State Member Banks		12 CFR Part 208 [Reg. H], Subparts A, B,C, G 12 CFR Part 209 [Reg. I] 12 CFR 262.3
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
1. Applications and Reporting
FDIC Regulations
Call Reports and Other Forms, Instructions and Reports	12 CFR Part 304 (excluding 304.3(d))	12 CFR Part 304 (excluding 304.3(d))	12 CFR Part 304
Deposit Insurance Filing Procedures	12 CFR Part 303, Subpart B	12 CFR Part 303, Subpart B	12 CFR Part 303, Subpart B	12 CFR Part 303, Subpart B	12 CFR Part 390, Subpart F
Extension of Corporate Powers			12 CFR Part 333
Filing Procedures and Delegations of Authority			12 CFR Part 303		12 CFR Part 390, Subpart F
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
2. Powers and Activities
Interagency Regulations
Proprietary Trading and Relationships with Covered Funds	12 CFR Part 44	12 CFR Part 248 [Reg. VV]	12 CFR Part 351	12 CFR Part 44	12 CFR Part 351	12 CFR Part 248 [Reg. VV] ---------------------- 12 CFR Part 248 [Reg. VV]
Retail Foreign Exchange Transactions	12 CFR Part 48	12 CFR Part 240 [Reg. NN]	12 CFR Part 349	12 CFR Part 48	12 CFR Part 349	12 CFR Part 240 [Reg. NN] ----------------------
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
2. Powers and Activities
OCC Regulations
National Bank Activities and Operations	12 CFR Part 7,Subparts A, D, and E
National Bank Community Development Corporations, Community Development Projects, and Other Public Welfare Investments	12 CFR Part 24
National Bank Debt Cancellation Contracts and Debt Suspension Agreements	12 CFR Part 37
National Bank Fiduciary Activities	12 CFR Part 9
National Bank Investment in Bank Premises	12 CFR 5.37
National Bank Investment Securities	12 CFR Part 1	12 CFR Part 1
National Bank Leasing	12 CFR Part 23
National Bank Real Estate Lending	12 CFR Part 34, Subparts A and B
National Bank Sales of Credit Life Insurance	12 CFR Part 2
Federal Savings Association Deposits				12 CFR Parts 157, 161 (definitions)
Federal Savings Association Electronic Operations				12 CFR Part 155
Federal Savings Association Fiduciary Powers of Federal Savings Associations				12 CFR Part 150
Federal Savings Association General				12 CFR Part 145; See also: provisions on chartering, organization and bylaws at 12 CFR Part 152 (Federal Stock Associations); 12 CFR Parts 143, 144, 146 (Federal Mutual Savings Associations)
Federal Savings Association Lending and Investment				12 CFR Part 160
Preemption of State Due-On-Sale Laws (Implementation of Garn-St Germain)	12 CFR Part 191	12 CFR Part 191	12 CFR Part 191	12 CFR Part 191	12 CFR Part 191 (Preemption of State Due-on-Sale Laws)
Preemption of State Usury Laws (Implementation of DIDMCA)	12 CFR Part 190	12 CFR Part 190	12 CFR Part 190	12 CFR Part 190	12 CFR Part 190 (Preemption of State Usury Laws)
Federal Savings Association Subordinate Organizations				12 CFR Part 159
Retail Foreign Exchange Transactions	12 CFR Part 48			12 CFR Part 48
Preemption Generally	12 CFR Part 7, Subpart D			12 CFR 7.4010
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
2. Powers and Activities
Board Regulations
Bank Holding Companies, Financial Holding Companies, Savings and Loan Holding Companies (General provisions not included elsewhere in this list)						12 CFR Part 225, Subparts A, F, J -------------- 12 CFR Part 238, Subparts A, G, K, I 12 CFR Part 239
Activities and Operations		12 CFR Part 208, 208.37, Subparts A, G 12 CFR Part 209
Community Development; Public Welfare Investments; Investment in Bank Premises; Investment Securities		12 CFR Part 208, Subpart B
Fiduciary Activities		12 CFR 225.28(b)(5)
Leasing of Real Property Personal Property		12 CFR 225.28(b)(3)
Proprietary Trading and Relationships with Covered Funds						12 CFR Part 225, Subpart K [Reg. Y] ---------------------- 12 CFR Part 225, Subpart K [Reg. Y]
Real Estate Lending		12 CFR Part 208, Subparts E				12 CFR Part 225, Subpart G --------------
Sales of Insurance		12 CFR Part 208, Subpart H
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
2. Powers and Activities
FDIC Regulations
Activities of Insured State Banks		12 CFR Part 362, Subpart A; 12 CFR Part 303, Subpart G	12 CFR Part 362, Subparts A, B, and E; 12 CFR Part 303, Subpart G		12 CFR Part 390, Subpart O
Activities of Insured State Savings Associations					12 CFR Part 362, Subparts C and D; 12 CFR Part 303, Subpart H
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
3. International Operations
Interagency Regulations
International Lending Supervision	12 CFR Part 28, Subpart C	12 CFR Part 211, Subpart D [Reg. K]	12 CFR Part 347, Subpart C			12 CFR Part 211, Subpart D [Reg. K] --------------
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
3. International Operations
OCC Regulations
Foreign Operations of National Banks	12 CFR Part 28, Subpart A
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
3. International Operations
Board Regulations
International Operations of U.S. Banking Organizations	12 CFR Part 211, Subpart A	12 CFR Part 211, Subpart A				12 CFR Part 211, Subpart A --------------
Edge and Agreement Corporations	12 CFR 211.5-7	12 CFR 211.5-7				12 CFR 211.5-7 --------------
Foreign Banking Organizations Interstate Banking Operations Nonbanking Activities U.S. Offices						12 CFR Part 211 Subpart B --------------
Export Trading Companies; International Lending Supervision						12 CFR Part 211, Subparts C, D
Foreign Banking Organizations: Stress Tests, Risk Committee, and Enhanced Prudential Standards						12 CFR Part 252 Subparts L–O [Reg. YY] ----------------------
Swaps Entities		12 CFR Part 237 [Reg. KK]				12 CFR Part 237 [Reg. KK] ----------------------
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
3. International Operations
FDIC Regulations
Foreign Banking and Investment by Insured State Nonmember Banks			12 CFR Part 347, Subpart A; 12 CFR Part 303, Subpart J
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
4.Banking Operations
OCC Regulations
Assessment of Fees	12 CFR Part 8			12 CFR Part 8
Bank Operations	12 CFR Part 7, Subpart C
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
4.Banking Operations
Board Regulations
Assessment of Fees						12 CFR Part 246 [Reg. TT] ---------------------- 12 CFR Part 246 [Reg. TT]
Availability of Funds and Collection of Checks	12 CFR Part 229 [Reg. CC]	12 CFR Part 229 [Reg. CC]	12 CFR Part 229 [Reg. CC]	12 CFR Part 229 [Reg. CC]	12 CFR Part 229 [Reg. CC]
Collection of Checks and Other Items by Federal Reserve Banks and Funds Transfers Through Fedwire	12 CFR Part 210 [Reg. J]	12 CFR Part 210 [Reg. J]	12 CFR Part 210 [Reg. J]	12 CFR Part 210 [Reg. J]	12 CFR Part 210 [Reg. J]
Debit Card Interchange Fees	12 CFR Part 235 [Reg. II]	12 CFR Part 235 [Reg. II]	12 CFR Part 235 [Reg. II]	12 CFR Part 235 [Reg. II]	12 CFR Part 235 [Reg. II]
Reimbursement for Providing Financial Records; Recordkeeping Requirements for Certain Financial Records	12 CFR Part 219 [Reg. S]	12 CFR Part 219 [Reg. S]	12 CFR Part 219 [Reg. S]	12 CFR Part 219 [Reg. S]	12 CFR Part 219 [Reg. S]
Reserve Requirements of Depository Institutions	12 CFR Part 204 [Reg. D]	12 CFR Part 204 [Reg. D]	12 CFR Part 204 [Reg. D]	12 CFR Part 204 [Reg. D]	12 CFR Part 204 [Reg. D]
The Payment System Risk Reduction Policy	Federal Reserve Regulatory Service 9-1000	Federal Reserve Regulatory Service 9-1000	Federal Reserve Regulatory Service 9-1000	Federal Reserve Regulatory Service 9-1000	Federal Reserve Regulatory Service 9-1000	Federal Reserve Regulatory Service 9-1000
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
4.Banking Operations
FDIC Regulations
Assessments	12 CFR Part 327	12 CFR Part 327	12 CFR Part 327	12 CFR Part 327	12 CFR Part 327
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
5. Capital
Interagency Regulations
Capital Adequacy: General Ratio and Buffers Definition of Capital Transition	12 CFR Part 3, Subparts A–C, G–J	12 CFR Part 217, Subparts A–C, G [Reg. Q]	12 CFR Part 324, Subparts A–C, G [Previously found in 12 CFR Part 325]	12 CFR Part 3, Subparts A–C, G–J	12 CFR Part 324, Subparts A–C, G [Previously found in 12 CFR Part 390, Subpart Z]	12 CFR Part 217, Subparts A–C, G [Reg. Q] ---------------------- 12 CFR Part 217, Subparts A–C, G [Reg. Q]
Capital Adequacy: Risk-Weighted Assets— Standardized Approach	12 CFR Part 3, Subpart D	12 CFR Part 217, Subpart D [Reg. Q]	12 CFR Part 324, Subpart D [Previously found in 12 CFR Part 325 Appx. A]	12 CFR Part 3, Subpart D	12 CFR Part 324, Subpart D [Previously found in 12 CFR Part 390, Subpart Z, Appx. A]	12 CFR Part 217, Subpart D [Reg. Q] ---------------------- 12 CFR Part 217, Subpart D [Reg. Q]
Capital Adequacy: Risk-Weighted Assets— Advanced Measurement Approaches	12 CFR Part 3, Subpart E	12 CFR Part 217, Subpart E [Reg. Q]	12 CFR Part 324, Subpart E [Previously found in 12 CFR Part 325 Appx. D]	12 CFR Part 3, Subpart E	12 CFR Part 324, Subpart E [Previously found in 12 CFR Part 390, Subpart Z, Appx. A]	12 CFR Part 217, Subpart E [Reg. Q] ---------------------- 12 CFR Part 217, Subpart E [Reg. Q]
Capital Adequacy: Risk-Weighted Assets— Market Risk	12 CFR Part 3, Subpart F	12 CFR Part 217, Subpart F [Reg. Q]	12 CFR Part 324, Subpart F [Previously found in 12 CFR Part 325 Appx. C]	12 CFR Part 3, Subpart F	12 CFR Part 324, Subpart F [Previously found in 12 CFR Part 390, Subpart Z, Appx. A]	12 CFR Part 217, Subpart F [Reg. Q] --------------------- 12 CFR Part 217, Subpart F [Reg. Q]
Capital Adequacy Guidelines	12 CFR Part 3, Appx. A and B	12 CFR Part 208, Appx. A, B, and E [Reg. H]	12 CFR Part 324 [Previously found in 12 CFR Part 325 Appx. A–D]	12 CFR Part 3, Appx. A and B	12 CFR Part 324 [Previously found in 12 CFR Part 390, Subpart Z, Appx. A]	12 CFR Part 225, Appx. A, B, D, and E [Reg. Y] ---------------------
Prompt Corrective Action	12 CFR Part 6	12 CFR Part 208, Subpart D [Reg. H]; 12 CFR Part 263, Subpart H	12 CFR Part 325, Subpart B	12 CFR Part 6; 12 CFR 165.8; 12 CFR 165.9	12 CFR Part 390, Subpart Y	12 CFR Part 208, Subpart D [Reg. H]; 12 CFR Part 263, Subpart H ----------------------
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
5. Capital
OCC Regulations
Annual Stress Tests	12 CFR Part 46			12 CFR Part 46
National Bank Changes in Permanent Capital; Subordinated Debt as Capital	12 CFR 5.46-.47
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
5. Capital
Board Regulations
Capital Planning						12 CFR Part 225.8 [Reg. Y] ----------------------
Stress Tests—U.S. Organizations Company Run and Supervisory		12 CFR Part 252, Subparts B, E, and F [Reg. YY]				12 CFR Part 252, Subparts B, E, and F [Reg. YY] ---------------------- 12 CFR Part 252, Subpart B [Reg. YY]
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
5. Capital
FDIC Regulations
Annual Stress Tests			12 CFR Part 325, Subpart C		12 CFR Part 325, Subpart C
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
6. Community Reinvestment Act¹
Interagency Regulations
Community Reinvestment Act (CRA)	12 CFR Part 25	12 CFR Part 228 [Reg. BB]	12 CFR Part 345	12 CFR Part 195	12 CFR Part 195	12 CFR 228 -------------- 12 CFR 228
Disclosure and Reporting of CRA-Related Agreements	12 CFR Part 35	12 CFR Part 207 [Reg. G]	12 CFR Part 346	12 CFR Part 35	12 CFR Part 346	12 CFR 207 [Reg G] -------------- 12 CFR 207 [Reg G]
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
7. Consumer Protection² –
Interagency Regulations
Consumer Protection in Sales of Insurance	12 CFR Part 14	12 CFR Part 208, Subpart H [Reg. H]	12 CFR Part 343	12 CFR Part 14	12 CFR Part 390, Subpart I
Fair Housing	12 CFR Part 27		12 CFR Part 338	12 CFR Part 128 (including other non discrimination requirements)	12 CFR Part 390, Subpart G
Loans in Identified Flood Hazard Areas	12 CFR Part 22	12 CFR 208.25 [Reg. H] (See also proposal to amend Part 208 at 78 FR 65108 (Oct. 30, 2013)).	12 CFR Part 339 (See also proposal to amend Part 339 at 78 FR 65108 (Oct. 30, 2013)).	12 CFR Part 172	12 CFR Part 391, Subpart D (See also proposal to apply proposed amendments to Part 339 to state savings associations at 78 FR 65108 (Oct. 30, 2013)).
Prohibition Against Use of Interstate Branches Primarily for Deposit Production	12 CFR Part 25, Subpart E	12 CFR 208.7 [Reg. H]	12 CFR Part 369
Safeguarding Customer Information	12 CFR Part 30, Appx. B	12 CFR 208.7 [Reg. H]	12 CFR Part 364, Appx. B	12 CFR Part 170, Appx. B	12 CFR 391, Subpart B, Appx. B	12 CFR Part 225, Appx. F [Reg. Y] ----------
Fair Credit Reporting Act Duties of Users of Consumer Reports Regarding Address Discrepancies and Records Disposal	12 CFR Part 41, Subpart I	12 CFR Part 222, Subpart I [Reg. V]	12 CFR Part 334, Subpart I	12 CFR Part 41, Subpart I	12 CFR Part 391, Subpart C
Fair Credit Reporting Act Consumer Information Identity Theft Red Flags	12 CFR Part 41, Subpart J	12 CFR Part 222, Subpart J [Reg. V]	12 CFR Part 334, Subpart J	12 CFR Part 41, Subpart J	12 CFR Part 391, Subpart C
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
7. Consumer Protection² –
FDIC Regulations
Advertisement of Membership	12 CFR Part 328	12 CFR Part 328	12 CFR Part 328	12 CFR Part 328	12 CFR Part 328; See also 12 CFR 390.333
Deposit Insurance Coverage	12 CFR Part 330	12 CFR Part 330	12 CFR Part 330	12 CFR Part 330	12 CFR Part 330; See also 12 CFR 390.231
Certification of Assumption of Deposits and Notification of Changes of Insured Status	12 CFR Part 307	12 CFR Part 307	12 CFR Part 307	12 CFR Part 307	12 CFR Part 307; See also 12 CFR 390.332
State Savings Association Tying Restriction Exception					12 CFR 390.335
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
7. Consumer Protection²–
OCC Regulations
Federal Savings Association Advertising				12 CFR 163.27
Federal Savings Association Tying Restriction Exception				12 CFR 163.36
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
8. Directors, Officers and Employees
Interagency Regulations
Disclosure of Financial Information	12 CFR Part 18		12 CFR Part 350
Golden Parachute and Indemnification Programs	12 CFR Part 359	12 CFR Part 359	12 CFR Part 359	12 CFR Part 359; See also 12 CFR 145.121	12 CFR Part 359	12 CFR Part 359 -------------- 12 CFR Part 359
Limits on Extensions of Credit to Executive Officers, Directors and Principal Shareholders; Related Disclosure Requirements	12 CFR Part 31	12 CFR Part 215 [Reg. O]	12 CFR 337.3; 12 CFR Part 349	12 CFR 163.43	12 CFR 390.338
Management Official Interlocks	12 CFR Part 26	12 CFR Part 212 [Reg. L]	12 CFR Part 348	12 CFR Part 26	12 CFR Part 390, Subpart V	12 CFR Part 212 [Reg. L] ------------- 12 CFR Part 238, Subpart J [Reg. LL]
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
8. Directors, Officers and Employees
OCC Regulations
National Bank Activities and Operations – Corporate Practices	12 CFR Part 7, Subpart B
Federal Savings Association Board of Directors Composition				12 CFR 163.33
Federal Savings Association Bond Coverage				12 CFR 163.190-.191
Federal Savings Association Employment Contracts, Compensation, Pension Plans				12 CFR 163.39; 12 CFR 163.47; 12 CFR 163.161
Federal Savings Association Restrictions on Transactions with Officers, Directors, and Others				12 CFR 160.130; 12 CFR 163.200-.201
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
8. Directors, Officers and Employees
FDIC Regulations
State Savings Association Directors, Officers, and Employees					12 CFR 390.334
State Savings Association Bond Coverage					12 CFR 390.356–.357
State Savings Association Employment Contracts, Compensation, Pension Plans					12 CFR 390.336; 12 CFR 390.332; 12 CFR 390.339
State Savings Association Restrictions on Transactions with Officers, Directors, and Others					12 CFR 390.269
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
9. Money Laundering
Interagency Regulations
Bank Secrecy Act Compliance	12 CFR Part 21, Subpart C	12 CFR 208.63 [Reg. H]	12 CFR Part 326, Subpart B	12 CFR Part 21 Subpart C	12 CFR 390.354
Reports of Crimes or Suspected Crimes	12 CFR Part 21, Subpart B	12 CFR 208.62-.63 [Reg. H]	12 CFR Part 353	12 CFR 163.180(d)	12 CFR 390.355	12 CFR 225.4(f) [Reg. Y]
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
10. Rules of Procedure
Interagency Regulations
Uniform Rules of Practice and Procedure	12 CFR Part 19	12 CFR Part 263	12 CFR Part 308	12 CFR Part 109	12 CFR Part 390.30	12 CFR Part 263 -------------- 12 CFR Part 263
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
10. Rules of Procedure
OCC Regulations
National Bank Voluntary Liquidation	12 CFR 5.48
Federal Savings Association Investigative Proceedings and Formal Examinations				12 CFR Part 112
Federal Savings Association Possession by Conservators and Receivers for Federal and State Savings Associations				12 CFR Part 158
Federal Savings Association Removals, Suspensions and Prohibitions Where a Crime is Charged or Proven				12 CFR Part 108
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
10. Rules of Procedure
FDIC Regulations
Orderly Liquidation Authority						12 CFR Part 380 ---------------------- 12 CFR Part 380
Resolution and Receivership Rules	12 CFR Part 360	12 CFR Part 360	12 CFR Part 360	12 CFR Part 360	12 CFR Part 360; See also 12 CFR Part 390, Subpart N
Recordkeeping Requirements for Qualified Financial Contracts	12 CFR Part 371	12 CFR Part 371	12 CFR Part 371	12 CFR Part 371	12 CFR Part 371
Restrictions on Sale of Assets by the Federal Deposit Insurance Corporation	12 CFR Part 340	12 CFR Part 340	12 CFR Part 340	12 CFR Part 340	12 CFR Part 340
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
11. Safety and Soundness
Interagency Regulations
Appraisal Standards for Federally Related Transactions	12 CFR Part 34, Subpart C	12 CFR 208.50 [Reg. H]; 12 CFR Part 225, Subpart G [Reg. Y]	12 CFR Part 323	12 CFR Part 34, Subpart C (effective June 16, 2014, see 79 FR 28393 (May 16, 2014)).	12 CFR Part 390, Subpart X	12 CFR Part 225, Subpart G --------------
Appraisals: Higher-priced Mortgages	12 CFR Part 34, Subpart G	12 CFR 226.43; 12 CFR Part 226, Appx. N and O, and Supp. I [Reg. Z]	12 CFR Part 1026 [Reg. Z]	12 CFR Part 34, Subpart G		12 CFR 226.43; 12 CFR Part 226, Appx. N and O, and Supp. I [Reg. Z] ---------------------- 12 CFR 226.43; 12 CFR Part 226, Appx. N and O, and Supp. I [Reg. Z]
Credit Risk Retention	12 CFR Part 43	12 CFR Part 244 [Reg. RR]	12 CFR Part 373	12 CFR Part 43	12 CFR Part 373	12 CFR Part 244 [Reg. RR] ---------------------- 12 CFR Part 244 [Reg. RR]
Frequency of Safety and Soundness Examination	12 CFR 4.6-.7	12 CFR 208.64	12 CFR 337.12	12 CFR 4.6 (See also: 12 CFR 163.170)	12 CFR 390.351
Lending Limits	12 CFR Part 32	12 CFR Part 215, Subpart A		12 CFR Part 32
Liquidity Risk	12 CFR Part 50	12 CFR Part 249 [Reg. WW]	12 CFR Part 329	12 CFR Part 50	12 CFR Part 329	12 CFR Part 249 [Reg. WW] ---------------------- 12 CFR Part 249 [Reg. WW]
Real Estate Lending Standards	12 CFR Part 34, Subpart D	12 CFR Part 208, Subpart E and appx. C [Reg. H]	12 CFR Part 365	12 CFR 160.100; 12 CFR 163.101	12 CFR Part 390, Subpart P	12 CFR Part 225, Subpart G --------------
Resolution Plans						12 CFR Part 381; 12 CFR Part 243 [Reg. QQ] ----------------------
Security Devices and Procedures	12 CFR Part 21, Subpart A	12 CFR 208.61 [Reg. H]	12 CFR Part 326, Subpart A	12 CFR Part 168	12 CFR Part 391, Subpart A
Standards for Safety and Soundness	12 CFR Part 30	12 CFR Part 208, Appx. D-1 [Reg. H]	12 CFR Part 364	12 CFR Part 170	12 CFR Part 391, Subpart B
Transactions with Affiliates	12 CFR Part 223 [Reg. W]; 12 CFR Part 31	12 CFR Part 223 [Reg. W]		12 CFR 163.41
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
11. Safety and Soundness
OCC Regulations
Heightened Expectations Guidelines	12 CFR Part 30, Appx. D			12 CFR Part 30, Appx. D
National Bank Other Real Estate Owned	12 CFR Part 34, Subpart E
Savings Associations and Savings Association Holding Companies Audits				12 CFR 162.4, See also 12 CFR Part 363
Federal Savings Association Financial Management Policies				12 CFR Part 163, Subpart F
Federal Savings Association Lending and Investment – Additional Safety and Soundness Limitations				12 CFR Part 160	12 CFR Part 160 (Lending and Investment)
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
11. Safety and Soundness
Board Regulations
Appraisals: Appraiser Independence		12 CFR 226.42; 12 CFR Part 226, Supp. I [Reg. Z]	12 CFR Part 1026 [Reg. Z]			12 CFR 226.42; 12 CFR Part 226, Supp. I [Reg. Z] ---------------------- 12 CFR 226.42; 12 CFR Part 226, Supp. I [Reg. Z]
Definitions related to the Financial Stability Oversight Council						12 CFR Part 242 [Reg. PP]
Enhanced Prudential Standards Risk Committee Requirement (for certain BHCs) Standards for BHCs with consolidated assets $50 billion or more						12 CFR Part 252, Subparts B and C [Reg. YY]
Extensions of Credit by Federal Reserve Banks	12 CFR Part 201 [Reg. A]	12 CFR Part 201 [Reg. A]	12 CFR Part 201 [Reg. A]	12 CFR Part 201 [Reg. A]	12 CFR Part 201 [Reg. A]
Financial Market Utilities		12 CFR Part 234 [Reg. HH]
Limitations on Interbank Liabilities	12 CFR Part 206 [Reg. F]	12 CFR Part 206 [Reg. F]	12 CFR Part 206 [Reg. F]	12 CFR Part 206 [Reg. F]	12 CFR Part 206 [Reg. F]
Securities Holding Companies						12 CFR Part 241 [Reg. OO]
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
11. Safety and Soundness
FDIC Regulations
Annual Independent Audits and Reporting Requirements	12 CFR Part 363	12 CFR Part 363	12 CFR Part 363	12 CFR Part 363; See also 12 CFR 162.4	12 CFR Part 363; See also 12 CFR 390.322
Resolution Plans	12 CFR Part 360.10	12 CFR Part 360.10	12 CFR Part 360.10	12 CFR Part 360.10	12 CFR Part 360.10
Unsafe and Unsound Banking Practices (Standby Letters of Credit)			12 CFR 337.2
Unsafe and Unsound Banking Practices ( Brokered Deposits)	12 CFR 337.6	12 CFR 337.6	12 CFR 337.6	12 CFR 337.6	12 CFR 337.6
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
12. Securities
Interagency Regulations
Banks as Registered Clearing Agencies	12 CFR 19.135	12 CFR 208.32-33 [Reg. H]	12 CFR Part 308, Subpart S
Banks as Securities Transfer Agents	12 CFR 9.20	12 CFR 208.31 [Reg. H]	12 CFR Part 341
Government Securities Sales Practices	12 CFR Part 13	12 CFR 208.37 [Reg. H]	12 CFR Part 368
Recordkeeping and Confirmation of Securities Transactions Effected by Banks	12 CFR Part 12	12 CFR 208.34 [Reg. H]	12 CFR Part 344	12 CFR Part 151	12 CFR Part 344
Reporting Requirements for Reported Securities Under the Securities Exchange Act of 1934	12 CFR Part 11	12 CFR 208.36 [Reg. H]	12 CFR Part 335	12 CFR Part 194	12 CFR Part 390, Subpart U
Securities Offerings	12 CFR Part 16			12 CFR Part 197
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
12. Securities
OCC Regulations
National Bank Municipal Securities Dealer Activities of Banks	12 CFR Part 10
Federal Savings Associations Accounting Requirements / Financial Statements				12 CFR Part 193
Federal Savings Associations Proxies				12 CFR Part 169	12 CFR Part 169 (Proxies)
Federal Savings Associations Rules on the Issuance and Sale of Institution Securities				12 CFR 163.5; 12 CFR Part 163, Subpart C
Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs - - - - - SLHCs
12. Securities
Board Regulations
Credit by Banks and Persons Other than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U] -------------- 12 CFR Part 221 [Reg. U]

¹ Community development regulations are being published for comment as part of the Powers and Activities category.

² Regulations for which rulemaking authority has transferred to the CFPB are not included in this Consumer Protection category... As described in the Supplementary Information section of this notice, the CFPB is required to review its significant rules and publish a report of its review no later than five years after they take effect, in a process separate from the EGRPRA process.

Economic Growth and Regulatory Paperwork Reduction Act

Archives: Regulations Under Review--2017